Michelle oroschakoff lpl financial
WebSep 17, 2015 · The same year, LPL hired the global chief risk officer from Morgan Stanley’s wealth division, Michelle Oroschakoff, as head of risk, governance and compliance. Oroschakoff oversees the firm’s ... WebApr 10, 2024 · Wakefield Asset Management LLLP acquired a new stake in LPL Financial Holdings Inc. (NASDAQ:LPLA - Get Rating) during the 4th quarter, according to the company in its most recent filing with the SEC. ... Also, Director Michelle Oroschakoff sold 4,809 shares of the firm's stock in a transaction that occurred on Monday, February 27th. The …
Michelle oroschakoff lpl financial
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WebDec 6, 2024 · Michelle Oroschakoff Chief Legal Officer 4707 Executive Drive San Diego, CA 92121-3091 ... On behalf of LPL Financial (“LPL”), I am pleased to offer our comments in response to the Financial ... LPL is a leading retail investment advisory firm, independent broker-dealer and registered investment advisor custodian. We serve more than 19,000 ... WebManaging Director, Chief Human Capital Officer Michelle Oroschakoff Managing Director, Chief Legal Officer Kabir Sethi Managing Director, Chief Product Officer Rich Steinmeier Managing Director, Divisional President, Business Development
WebOct 12, 2024 · LPL Financial has hired Thomas Cappello, CFA, as executive vice president and chief risk officer. Cappello took over his new role — which makes him responsible for enterprise, business and... WebJun 28, 2024 · Michelle Oroschakoff Chief Legal Officer 4707 Executive Drive San Diego, CA 92121-3091 Member FINRA/SIPC 1 June 28, 2024 ... the financial services industry. LPL is particularly supportive of the proposal to allow individuals who terminate their registrations to
WebLPL Financial employs 10,342 employees. The LPL Financial management team includes Dan Arnold (President & Chief Executive Officer), Matt Audette (Chief Financial Officer), and Michelle Oroschakoff (Chief Legal Officer). Get Contact Info for All Departments LPL Financial Org Chart WebSep 8, 2024 · He reports to Michelle Oroschakoff, LPL’s chief legal officer and managing director of Compliance, Legal & Risk. Most recently, Morningstar was head of Litigation and Regulatory Enforcement...
WebName and Address of Reporting Person* Oroschakoff Michelle (Last) (First) (Middle) C/O LPL FINANCIAL HOLDINGS INC. 4707 EXECUTIVE DRIVE (Street) SAN DIEGO CA 92121 (City) (State) (Zip) 2. LPL Financial Holdings Inc.[ LPLA] 5. (Check all applicable) 3. (Month/Day/Year) 02/16/2024 4. (Month/Day/Year) 6.
WebMichelle Oroschakoff joined LPL in 2013 after serving as Chief Risk Officer for Morgan Stanley Wealth Management. She assumed her current position overseeing legal … pct chinaWebApr 28, 2024 · Michelle Oroschakoffis Chief Legal Officer for LPL Financial, where she is responsible for company-wide legal matters, risk management processes and controls, … pct chest therapyWebGet Michelle Oroschakoff's email address (m*****@lpl.com) and phone number (415-533-....) at RocketReach. Get 5 free searches. ... Not the Michelle Oroschakoff you were looking for? Find contact details for 700 million professionals. ... Top LPL Financial Employees Dan Arnold President & Chief Executive Officer. San Diego, CA, US ... pct chesterfield